Electronic Compliance Object · Cayman Islands
What an agent must know before it acts on a security listed in Cayman Islands: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Cayman Islands Monetary Authority (CIMA) - regulates the Securities sector (licensing, reporting, Securities Investment Business Act). The exchange itself: 'The Cayman Islands Stock Exchange is fully owned by the Cayman Islands Government ... and is subject to supervision and regulation by the Stock Exchange Authority', 'an autonomous body established in 1996 under Cayman Islands Law as the dedicated regulator for the CSX' www.cima.ky | www.cima.ky www.cima.ky/securities www.csx.ky/aboutus/overview.asp |
| Exchange(s) and listings page | Cayman Islands Stock Exchange (CSX) - 'a leading, globally focused, specialist exchange for various sophisticated products'; established under The Cayman Islands Stock Exchange Company Law, 1996, with 'the sole and exclusive right to operate one or more securities markets in the Cayman Islands' — www.csx.ky/companies/equities.asp | www.csx.ky/aboutus/overview.asp www.csx.ky/companies/equities.asp |
| Regulated-information store | CSX Announcements - 'This page comprises recent news releases issued by the Exchange on behalf of or concerning listed issuers' (exchange dissemination; no statutory OAM-type store found). Listing Rules: issuer notifications are made 'to the Exchange, for release' / 'for dissemination by the Exchange' www.csx.ky/companies/announcements.asp | www.csx.ky/companies/announcements.asp www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf |
| Periodic disclosure obligations and deadlines | Audited annual financial statements - equity issuers (CSX Listing Rules 2024, rule 6.85) — deadline: as soon as possible after the financial statements have been approved and in any event within nine months of the end of the financial period to which they relate and not less than fourteen calendar days before the date of the issuer's annual general meeting Interim financial report, first six months - equity issuers (rule 6.88) — deadline: within three months of the end of the relevant six month period Preliminary announcement of six-month interim results (rule 6.91) — deadline: As soon as practicable after its approval by or on behalf of the directors, and in any event within two months of the end of the period to which it relates | www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf |
| Ad hoc / inside-information regime | CSX Listing Rules 6.94: 'The issuer must notify the Exchange, for release, of any new developments or changes which are not public knowledge which may reasonably be expected to affect materially the market activity in or the price of the listed securities.' 6.95: matters in confidential negotiation notified once 'reasonable certainty' is reached; issuer may request the Exchange delay announcement | www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf |
| Filing format | not found | pages checked: www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf (no electronic filing format prescribed) · www.csx.ky/listing/listing-rules-and-forms.asp · www.cima.ky/securities |
| ISIN prefix | KY - CSX: 'The Cayman Islands Stock Exchange is the exclusive CUSIP International numbering agent for issuing CUSIP numbering identifiers (CINS and ISIN) for securities registered in the Cayman Islands'; 'All ISIN identifiers for securities of issuers registered in the Cayman Islands are characterized by the prefix "KYG" followed by 9 digits'. ANNA lists KY with status 'Other', covered by CUSIP Global Services www.csx.ky/isin/isin-cusip.asp | www.csx.ky/isin/isin-cusip.asp anna-web.org/anna-members anna-web.org/identifiers |
| LEI | GLEIF API: no LOU based in the Cayman Islands on GLEIF's list of 41 LOUs; 15 LOUs accredited for jurisdiction KY (incl. London Stock Exchange, JPX/TSE, Bundesanzeiger Verlag, Nasdaq LEI, WM Datenservice, GS1, EQS, RapidLEI, Bloomberg, NordLEI, Euronext Dublin, GMEI Utility); 27,672 LEIs with legal jurisdiction KY and status ISSUED on 2026-10-24. CSX homepage also offers 'CUSIP/ISINs and LEI Services' api.gleif.org/api/v1/lei-issuers | api.gleif.org/api/v1/lei-issuers api.gleif.org/api/v1/lei-records?filter[entity.jurisdiction]=KY&filter[registration.status]=ISSUED www.csx.ky |
| Market calendar | CSX Exchange Holidays 2026: Thursday 1st January New Year's Day; Monday 26th January National Heroes Day; Wednesday 18th February Ash Wednesday; Friday 3rd April Good Friday; Monday 6th April Easter Monday; Monday 4th May Emancipation Day; Monday 18th May Discovery Day; Monday 15th June King's Birthday; Monday 6th July Constitution Day; Monday 9th November Remembrance Day; Friday 25th December Christmas Day; Monday 28th December Boxing Day www.csx.ky/aboutus/holidays.asp | www.csx.ky/aboutus/holidays.asp |
| Filing language(s) | CSX Listing Rules 2.24: 'The listing document, documents for inspection and every other document submitted to the Exchange in support of an application for listing must be in the English language or accompanied by an English translation certified as being accurate by a party acceptable to the Exchange.' | www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf |
| Trading halts page | not found | pages checked: www.csx.ky/ (no suspensions page in navigation) · www.csx.ky/companies/announcements.asp (announcements list JS-loaded) · www.csx.ky/Documents/Rules/2024/Listing_Rules_2024_consolidated.pdf (Chapter 3 power to suspend; no publication page named) |
| Store lookup | CSX Announcements page - 'Announcement Search', Recent/Archived tabs and a year selector (1999-2026); list loads client-side www.csx.ky/companies/announcements.asp | www.csx.ky/companies/announcements.asp |
| Node status and door | NODE LIVE · as_of 2026-10-23 · 147 issuers · door https://mcp.ky-cm-kg.ai/mcp mcp.ky-cm-kg.ai/mcp | mcp.capitalmarketsknowledgegraph.ai/mcp (list_nodes, at render) |
| Signal | State | When |
|---|---|---|
| ACM-200 | TRADING | The ISIN is on this market's register (the node's current roster for the exchange list). |
| ACM-403 | HALTED | Trading in the line is suspended or halted by the exchange or regulator. The node's record carries the halt flag, read nightly from the market's halts page named in the fields. |
| ACM-404 | NOT ON THE REGISTER | The ISIN is not on this market's register (not listed here, delisted, or never admitted). |
| ACM-451 | READ THE FILING | A regulatory filing for the issuer is dated in the last three days: read it before acting. The answer names it. |